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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-03-22
OR RA APPROVED 2019-02-13
  • TX RA
    APPROVED
    Since 2019-03-22
  • OR RA
    APPROVED
    Since 2019-02-13

Branch Locations

1001 Sw Disk Dr Suite 104, Bend, OR 97702 • United States

Mckenzie Bridge, OR • United States

Bend, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Bend OR 05/2009 11/2016
Wells Fargo Clearing Services, Llc Bend OR 11/2016 02/2019
Raymond James & Associates, Inc. Bend OR 02/2019 Present
Previous Registrations
  • 2013-04-12 → 2019-02-19
    Sisters, OR
    Sisters, OR
    Bend, OR
    Sisters, OR
    Bend, OR
    Bend, OR
  • 2003-04-23 → 2006-12-18
    Morgan Stanley Dw Inc.
    Eugene, OR
    Bend, OR
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-03-20
S63 Uniform Securities Agent State Law Examination 1995-01-30
  • S65 Uniform Investment Adviser Law Examination
    2000-03-20
  • S63 Uniform Securities Agent State Law Examination
    1995-01-30
Designations

View on SEC IAPD

Other Firms

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Other Offices

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