Leslie Dawn Lamotte

Employer firm

Prospera Financial Services, Inc. CRD 10740

$12.4B regulatory AUM 14 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2005 → 11/2020
  Ek Riley Investments, Llc
  Seattle, WA
• 10/2020 → 04/2021
  Lpl Financial Llc
  Bend, OR
• 04/2021 → Present
  Prospera Financial Services Inc
  Dallas, TX

Previous Registrations

• 2020-10-02 → 2021-04-22
  Lpl Financial Llc
  Bend, OR
  Bend, OR
  Bend, OR
• 2008-07-09 → 2020-11-06
  Ek Riley Investments, Llc
  Bend, OR
  Seattle, WA
  Seattle, WA
  Seattle, WA
  Seattle, WA
  Seattle, WA
  Seattle, WA
  Seattle, WA

Other Businesses

1.)04/2021 - Cascade Wealth Management - DBA - inv rel - at reported business location(s) - start: 04/2021 - 160 hr/mth 2.) Amazon Associates; Investment Related - No; affiliate-program.amazon.com; Online Only; 12/01/2023; 2 Hours Per Month; 0 During Trading Hours; Online only, affiliate program to share products I use through Pinterest. 3.) Duro Investments, LLC; Investment Related - No; 489 NW Flagline Drive, Bend, OR 97703; LLC; Manager/Owner; 06/2026; 1 Hour Per month; 0 During trading Hours; For business related expenses, single owner.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-07-08
• S63 Uniform Securities Agent State Law Examination
  2000-03-30

Other Names

• Leslie Dawn Lamotte
• Leslie Dawn Lamotte
• Leslie Dawn Archer