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Kellie Ann Keeling

Ameriprise Financial Services, LLC

Charleston, WV

Charleston, WV

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2020-01-28
  • WV RA
    APPROVED
    Since 2020-01-28

Branch Locations

500 Virginia St E Ste 850, Charleston, WV 25301 • United States

Charleston, WV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Charleston WV 05/2009 11/2016
Wells Fargo Clearing Services, Llc Charleston WV 11/2016 01/2020
Ameriprise Financial Services Inc Charleston WV 01/2020 03/2020
Ameriprise Financial Services, Llc Charleston WV 03/2020 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-01-22
S63 Uniform Securities Agent State Law Examination 1991-05-06
  • S65 Uniform Investment Adviser Law Examination
    1998-01-22
  • S63 Uniform Securities Agent State Law Examination
    1991-05-06
Other Names
  • Kellie Ann Wright

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CHARLESTON, WV
MORGAN STANLEY · CHARLESTON, WV
THE HUNTINGTON INVESTMENT COMPANY · CHARLESTON, WV
RBC CAPITAL MARKETS, LLC · CHARLESTON, WV
AMERIPRISE FINANCIAL SERVICES, LLC · Charleston, WV
J. W. COLE ADVISORS, INC. · CHARLESTON, WV
JACOBS & COMPANY · CHARLESTON, WV
NTV ASSET MANAGEMENT, LLC · CHARLESTON, WV

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