Mark William Thomas

Current Employers

Equity Services, Inc.

One National Life Drive, Montpelier, VT 05604 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-22

NY RA
APPROVED

Since 2021-06-22

Branch Locations

421 Troy Schenectady Rd, Latham, NY 12110 • United States

Niskayuna, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Linsco/Private Ledger Corp.	Schenectady	NY	07/2003	03/2018
Equity Service, Inc.	Montpelier	VT	07/2018	Present
National Life Group	Saratoga Springs	NY	07/2018	Present
Unemployed	Schenectady	NY	03/2018	07/2018

07/2003 → 03/2018

Linsco/Private Ledger Corp.

Schenectady, NY
07/2018 → Present

Equity Service, Inc.

Montpelier, VT
07/2018 → Present

National Life Group

Saratoga Springs, NY
03/2018 → 07/2018

Unemployed

Schenectady, NY

Other Businesses

*MARK W THOMAS,1301 HILLSIDE AVE., NISKAYUNA, NY 12309,09/08/2025,ONGOING,NOT INV REL,NOT DURING TRD/HRS,PT SCHOOL BUS DRIVER,4 HRS/DAY,5%*THOROUGHBRED ADVISORS,1265 RUFFNER RD, NISKAYUNA, NY 12309,03/19/2026.ONGOING,INV REL,DURING TRD/HRS,INSURANCE, AGENT,20%. .

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-05-05

S66 Uniform Combined State Law Examination

2000-05-05

Designations

Other Names

Mark W Thomas

View on SEC IAPD

Current Employers

Equity Services, Inc.

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Names

Other Firms

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