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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2013-02-13
TX RA APPROVED_RES 2013-02-13
  • LA RA
    APPROVED
    Since 2013-02-13
  • TX RA
    APPROVED_RES
    Since 2013-02-13

Branch Locations

1220 Camellia Blvd, Lafayette, LA 70508 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Lafayette LA 02/2013 Present
Previous Registrations
  • 2004-09-10 → 2013-02-13
    Morgan Keegan & Company, Llc
    Lafayette, LA
    Lafayette, LA
Other Businesses

(1)Name of Business: 1220 Camellia Blvd Property,LLC Address: 314 Woodbluff Dr, Lafayette, LA, 70503, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 12/14/2001 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: some responsibility to sign checks (2)Name of Business: Miles Perret Cancer Services Address: 2130 Kaliste Saloom RD Suite 200, Lafayette, LA, 70508, United States Activity Type: Non profit Position/Title: Committee Member Investment Related: Yes Start Date: 05/01/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Quarterly Investment committee meeting to review Investments and IPS. (3)Name of Business: WoodBluff LLC Address: 314 Woodbluff Dr, Lafayette, LA, 70503, United States Activity Type: Private Investment/Private Securities Transaction(PST) Position/Title: Investment Related: No Start Date: 03/31/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-06
S63 Uniform Securities Agent State Law Examination 1987-06-18
  • S65 Uniform Investment Adviser Law Examination
    1999-12-06
  • S63 Uniform Securities Agent State Law Examination
    1987-06-18

View on SEC IAPD

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