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858 Camp Street, New Orleans, LA 70130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2024-04-05 |
| TX | RA | APPROVED | 2024-04-01 |
Branch Locations
412 Settlers Trace Blvd., Lafayette, LA 70508 • United States
858 Camp Street, New Orleans, LA 70130 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aig American General Life Insurance Company | Youngsville | LA | 03/2005 | 04/2024 |
| Oxford Asset Management Llc | Mcallen | TX | 01/2008 | 02/2017 |
| Spire Investment Partners | Lafayette | LA | 02/2017 | 04/2024 |
| Newedge Advisors, Llc. | New Orleans | LA | 04/2024 | Present |
1. Core Financial Partners - Not Investment Related - LLC - Start: 2013 - Owner - Insurance Sales - 2. Kiwanis Club of Lafayette - Not Investment Related - Board Member for non-profit - Start: 2023 - Review requests, plan events, review financials - Zero hours are devoted to this activity during trading hours -at reported business location. 3. Insurance Sales - Not investment Related - Sales for annuities, LTC, Life and Health - at reported business location - 12 hours per month are devoted to this activity - Insurance Agent. 4. Charger Athletic Foundation - 111 Goshen Ln, Lafayette, LA 70508 - Start: 09/2024 - Not Investment Related - Non-Profit for Board - Informal Board no ax ID - President - Host monthly board meetings, help to build out the board functions, help the school build out the athletic program - Zero hours are devoted to this activity during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-05-04 |
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