Phillip Shayne Fontenot

Current Employers

Employment History

• 02/1997 → 12/2018
  Iberia Financial Services
  New Iberia, LA
• 02/1997 → 12/2018
  Iberia Savings Bank
  Crowley, LA
• 07/2016 → 12/2018
  Infinex Investments, Inc.
  Lafayette, LA
• 12/2018 → 03/2023
  Triad Advisors
  Norcross, GA
• 12/2018 → Present
  New Edge Advisors, Llc
  New Orleans, LA

Previous Registrations

• 2016-07-01 → 2018-12-04
  Osaic Institutions, Inc.
  Lafayette, LA
  Lafayette, LA
• 2013-03-26 → 2016-07-01
  Essex National Securities, Llc
  Lafayette, LA
  Lafayette, LA
  Lafayette, LA
  Lafayette, LA
  Lafayette, LA
  Lafayette, LA
  Lafayette, LA
• 2005-09-26 → 2007-11-08
  Concourse Financial Group Securities, Inc.
  Lafayette, LA
  Lafayette, LA
  Abbeville, LA
  Crowley, LA
  Kaplan, LA
  Lafayette, LA
  Lafayette, LA
  Rayne, LA

Other Businesses

1)GWM;investment related;639 Loyola Avenue,Suite 2100,New Orleans,LA 70113;RIA;investment advisor rep;12/3/2018;80 hrs/month;4 hrs during trading;advisory services 2)Coastal Capital Advisors,LLC DBA for Newedge Securities Business; investment related;412Settlers Trace Blvd.; ,Lafayette,LA 70508;RIA and dba;IAR & reg rep;12/3/2018;160 hrs/month;6.5 hrs during trading;provide investment advice,financial planning,offer the sale of commission products and general securities 3)Fixed insurance-multiple carriers;investment related;1819 W Pinhook Road,Suite 215;wealth management and advisory services;agent;12/3/2018;20 hrs/month;2 hrs during trading;provide array of fixed insurance products to meet clients financial planning needs-life,disability,LTC,annuity,etc 4)NOVA Wealth Advisors, LLC*Yes Invest*Lafayette, LA *Manager/Member*BD and advisory*12/14/18*160 Per mnth/ 40 Trade*owner advisor*clients of BD and advisory services 5)VERT Holdings LLC*Yes Invest*Lafayette, LA *Manager/Member*partial owner of Saint Mary OC, LLC for real estate ownership transactions*10/27/21*1per mnth/0 Trade*provide capital for real estate investments 6)Saint Mary OC, LLC*Yes Invest*Lafayette, LA *Manager/Member*purchase commercial real estate building for rental*3/30/22*1 Per mnth/0 Trade*ownership of commercial real estate 7)Coastal Capital Advisors*Yes Invest*Lafayette, LA*Advisor*fixed/fixed index annuity and life insurance*3/6/23*10 per mnth/10 trade*fixed/fixed index annuity and insurance transactions through IMO*solicited for purchase of fixed, fixed index annuities, and life insurance 8)NewEdge Advisors*Yes Invest*Lafayette, LA*Advisor*investment advisory business*12/3/18*80 Per mnth/20 trade*advisory investment services for clients*account holders providing advisory services 9)LAFAYETTE LAMBDA CHI ALPHA ALUMNI ADN REALTY CORPORATION*No Invest*Lafayette, LA*President*Own and mange fraternity house for local chapter*7/25/03*2 per mnth/0 trade*Collect rent from members for use of fraternity house and upkeep of premises.

Exams

• S66 Uniform Combined State Law Examination
  2013-03-25

Other Names

• Phillip Shayne Fontenot