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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-16
IL RA APPROVED 2026-02-10
LA RA APPROVED 2022-03-30
  • TX RA
    APPROVED_RES
    Since 2026-03-16
  • IL RA
    APPROVED
    Since 2026-02-10
  • LA RA
    APPROVED
    Since 2022-03-30

Branch Locations

325 Settlers Trace Blvd, Suite 101, Lafayette, LA 70508 • United States

104 E Broadway, Trenton, IL 62293 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Home Bank Lafayette LA 03/2021 04/2024
15Th Judicial District Court "Family Court Intervention" Lafayette LA 09/2019 02/2021
Unemployed/Full Time Student Lafayette LA 11/2018 08/2019
West Marine Lafayette LA 05/2018 10/2018
University Of Louisiana At Lafayette Student Union Lafayette LA 01/2018 07/2018
University Of Louisiana At Lafayette Student Rec Center Lafayette LA 07/2017 12/2017
Lafayette Habitat For Humanity Lafayette LA 02/2017 12/2020
Unemployed/Full Time Student Lafayette LA 08/2016 07/2017
University Of Louisiana At Lafayette Lafayette LA 08/2016 12/2020
Lpl Financial, Llc Lafayette LA 08/2021 Present
  • 03/2021 → 04/2024
    Home Bank
    Lafayette, LA
  • 09/2019 → 02/2021
    15Th Judicial District Court "Family Court Intervention"
    Lafayette, LA
  • 11/2018 → 08/2019
    Unemployed/Full Time Student
    Lafayette, LA
  • 05/2018 → 10/2018
    West Marine
    Lafayette, LA
  • 01/2018 → 07/2018
    University Of Louisiana At Lafayette Student Union
    Lafayette, LA
  • 07/2017 → 12/2017
    University Of Louisiana At Lafayette Student Rec Center
    Lafayette, LA
  • 02/2017 → 12/2020
    Lafayette Habitat For Humanity
    Lafayette, LA
  • 08/2016 → 07/2017
    Unemployed/Full Time Student
    Lafayette, LA
  • 08/2016 → 12/2020
    University Of Louisiana At Lafayette
    Lafayette, LA
  • 08/2021 → Present
    Lafayette, LA
Other Businesses

1. 05/02/2024 - Cornerstone Financial Group, Inc - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/05/2024 - 160 Hours Per Month/ 120 Hours During Trading 2. 04/30/2025 - CWM Planning - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:4/28/2025 - 0 Hours Per Month/ 0 Hours During Trading 3. 02/04/2026 - PWM Planning - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/30/2026 - 1 hour per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-25
  • S66 Uniform Combined State Law Examination
    2022-03-25

View on SEC IAPD

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