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Current Employers
Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-08
LA RA APPROVED 2019-07-03
  • TX RA
    APPROVED_RES
    Since 2026-03-08
  • LA RA
    APPROVED
    Since 2019-07-03

Branch Locations

330 Settlers Trace Bld Unit B, Lafayette, LA 70508 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward D. Jones & Co., L.P. Lafayette LA 07/1998 06/2019
Prospera Financial Services Inc. Dallas TX 06/2019 Present
Previous Registrations
Other Businesses

RAILROAD AVE V.P. - LLC R/E HOLDING CROWLEY, LA 70526 STARTED: 3/15/2007 OWNER THIS IS A R/E HOLDING COMPANY. IT HOLDS 2 RENTAL PROPERTIES. S.M.A.C.C LLC Type of business: real estate holding co Crowley, LA Start date: 5/27/2005 Owner Hours per week: 0 Hours during trading: 0 Maintain Property Mr. Goff is Board Member of Le Triomphe Home owners Association located at 100 Le Triomphe Blvd Broussard, LA. 70518. This business is not investment related. Spending 1-9% of his time non during market hours. No compensation only HOA Board Member. Alex Estelle Memorial Fund; Investment Related - No; 114 Innisbrook Drive, Broussard, LA 70518; Non-Profit; Board Member; 03/2026; 10 Hours per Month; 2 During Trading Hours; Members of a non-profit will run a golf tournament and the distributing the funds raised. Goff Wealth Management; Investment Related - Yes; 330 Settlers Trace Blvd, Suite B Lafayette, LA 70508; DBA; Founder; Financial Advisor; 06/2019; 160 Hours Per Month; 160 During Trading Hours; Providing financial planning and investment-related services. Crest Pointe Holdings LLC; Investment Related - Yes; 200 Prescott Blvd, Youngsville, LA. 70592; Office Building; Owner; 07/2026; 4 Hours Per Month; 0 During Trading hours; Building owner duties include pay bills and collecting rent payments.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-26
S63 Uniform Securities Agent State Law Examination 1998-10-01
  • S66 Uniform Combined State Law Examination
    2015-01-26
  • S63 Uniform Securities Agent State Law Examination
    1998-10-01

View on SEC IAPD

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