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7900 Xerxes Ave. S, Ste 500, Minneapolis, MN 55431-1120 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2018-04-03 |
| TX | RA | APPROVED | 2016-09-16 |
| WI | RA | APPROVED | 2016-04-07 |
| FL | RA | APPROVED | 2016-03-14 |
| IL | RA | APPROVED | 2016-01-05 |
| MT | RA | APPROVED | 2016-01-05 |
| IA | RA | APPROVED | 2014-04-11 |
| MN | RA | APPROVED | 2014-01-22 |
| MI | RA | APPROVED | 2011-09-14 |
Branch Locations
7900 Xerxes Ave. S, Ste 500, Minneapolis, MN 55431-1120 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Management Securities, Inc. | Minneapolis | MN | 08/2009 | Present |
| Capital Management Associates, Inc. | Minneapolis | MN | 08/2009 | Present |
1. LUING HOLDINGS, LLC. Business Consulting. Investment related. 8 hours per month. 2. INSURANCE AGENT - LIFE, DISABILITY, LONG TERM CARE. 3. TAX PREPARATION - 10 HOURS PER WEEK DURING TAX SEASON. REVIEW TAX RETURNS 4. Bridges Financial - S Corp. Investment Related. Business Consulting. 5. WORTHINGTON DUCK CLUB - BOARD MEMBER - 2 HOURS/YEAR
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 1986-12-23 |
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