David Anthony Watson

Current Employers

Employment History

• 06/1996 → Present
  Royal Alliance Associates, Inc.
  Manchester, MO
• 09/2008 → 09/2018
  Pines Wealth Management, Llc
  St. Louis, MO

Previous Registrations

• 2008-09-29 → 2018-09-13
  Pines Wealth Management, Llc
  St. Louis, MO

Other Businesses

1) D. A. WATSON & COMPANY POSITION: Owner, PRESIDENT NATURE: Corporation ^Insurance Agency - INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 80 START DATE: 01/01/1990 ADDRESS: 14567 N. Outer Forty Rd., Suite 110, Chesterfield MO 63017 DESCRIPTION: Provide investment, insurance and planning services to individuals, families and organizations. 2) FINANCE COUNCIL-ARCHDIOCESE OF ST LOUIS POSITION: COUNCIL MEMBER NATURE: NON-PROFIT ORGANIZATION (RELIGIOUS) INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2017 ADDRESS: 20 ARCHBISHOP MAY DRIVE, ST LOUIS MO 63119 DESCRIPTION: ADVISORY TO THE ARCHBISHOP ON MATTERS OF FINANCE, RELATING TO THE ARCHDIOCESE.(THIS ROLE IS "ADVISORY ONLY" - THERE IS NO OPERATIONAL AUTHORITY, AND THE ARCHBISHOP IS REPONSIBLE FOR ALL FINAL DECISIONS.) 3) ST. LOUIS ARCHDIOCESAN FUND POSITION: Chairman of Board of Trustees NATURE: Trust of the Archdiocese of St. Louis (of the Roman Catholic Church) INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 02/01/2019 ADDRESS: 20 Archbishop May Drive, St. Louis MO 63119 DESCRIPTION: The St. Louis Archdiocesan Fund (SLAF) holds the financial assets of the Archdiocese of St. Louis (cash and securities ). These assets are managed through third party investment advisors (not myself, my firm, nor any organizations affiliated with the broker-dealer). The Board of Trustees selects and oversees the investment advisors. In addition, SLAF periodically makes grants to parishes, Archdiocesan agencies, and/or the Archbishop for purposes of carrying out the various works of the diocese (education, charities, social services, faith formation and general administration). The trustees of SLAF are appointed by the Archbishop, and serve w/o any compensation. The trustees have no singular discretion over assets or decisions regarding assets. But rather, the decisions are made collectively by the Board, under the supervision and collaboration of the Archbishop. The primary role of the Chairman of the Board of Trustees is to facilitate the board functions, meetings, and decision processes. 4) TRUSTEE - THE WATSON LIVING TRUST POSITION: Trustee NATURE: This Trust holds the family assets for benefit of family members. The Watson Living Trust INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 07/30/2002 ADDRESS: 18007 Panorama Dr., Wildwood MO 63038DESCRIPTION: Oversee and manage family assets for benefit of family members. The Watson Living Trust. 5) THE BLUE CHIP CONSORTIUM, LLC POSITION: Member NATURE: Limited Liability Company - Insurance Agency - INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/1997 ADDRESS: 390 S. WOODS MILL ROAD, CHESTERFIELD MO 63017 DESCRIPTION: Insurance Broker, Member 6) SAINT HUBERT PROPERTIES, LLC (DBA -WATSON FARMS) POSITION: MANAGER NATURE: LIMITED LIABILITY COMPANY... OWNED BY THE WATSON LIVING TRUST (DAVID A AND PATRICIA E WATSON, TRUSTEES) INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 5 START DATE: 10/25/2002 ADDRESS: 18007 PANORAMA DRIVE, WILDWOOD MO 63038 DESCRIPTION: OWN AND MANAGE A WORKING FARM, PRODUCING GRAIN, TIMBER AND HAY.

Exams

• S63 Uniform Securities Agent State Law Examination
  1986-07-26

Designations