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13500 Evening Creek Dr. N #555, San Diego, CA 92128 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-02-26 |
Branch Locations
13500 Evening Creek Dr N #555, San Diego, CA 92128 • USA
321 N. Larchmont Blvd, Suite 800, Los Angeles, CA 90004 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Madison Avenue Securities, Llc | San Diego | CA | 02/2021 | Present |
| Rose Court Wealth Management | Pasadena | CA | 10/2011 | 12/2019 |
| Unemployed | Pasadena | CA | 01/2020 | 01/2021 |
1. NAME OF BUSINESS: EMPRESS INVESTMENT GROUP POSITION: RSA NATURE: FINANCIAL ADVISORY PRACTICE INVOLVING SECURITIES AND INSURANCE. INVESTMENT RELATED: YES NUMBER OF HOURS: 160 INVESTMENT RELATED HOURS: START DATE: 02/23/2021 ADDRESS: 3205 OCEAN PARK BLVD, #160, SANTA MONICA CA 90405 DESCRIPTION: Wealth management, insurance and investment advisory services. Comprehensive financial planning.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 1986-07-23 |
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