Steven Brahy

Employer firm

Madison Avenue Securities, LLC CRD 23224

$2.02B regulatory AUM 31 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2021 → Present
  Madison Avenue Securities, Llc
  San Diego, CA
• 10/2011 → 12/2019
  Rose Court Wealth Management
  Pasadena, CA
• 01/2020 → 01/2021
  Unemployed
  Pasadena, CA

Previous Registrations

• 2010-10-06 → 2011-11-04
  Chase Investment Services Corp.
  Montrose, CA
• 2009-06-15 → 2010-05-14
  Ameriprise Financial Services, Llc
  Los Angeles, CA
• 2009-06-01 → 2009-06-23
  Morgan Stanley
  Pasadena, CA
• 1997-07-08 → 2009-06-01
  Citigroup Global Markets Inc.
  Pasadena, CA
  Pasadena, CA
  Pasadena, CA

Other Businesses

1. NAME OF BUSINESS: EMPRESS INVESTMENT GROUP POSITION: RSA NATURE: FINANCIAL ADVISORY PRACTICE INVOLVING SECURITIES AND INSURANCE. INVESTMENT RELATED: YES NUMBER OF HOURS: 160 INVESTMENT RELATED HOURS: START DATE: 02/23/2021 ADDRESS: 3205 OCEAN PARK BLVD, #160, SANTA MONICA CA 90405 DESCRIPTION: Wealth management, insurance and investment advisory services. Comprehensive financial planning.

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-05-21
• S63 Uniform Securities Agent State Law Examination
  1986-07-23

Designations

• Certified Financial Planner

Other Names

• Steve Brahy
• Steven Michael Brahy