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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 1986-08-18 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Midland | TX | 03/1986 | Present |
| Bank Of America, Na | Midland | TX | 05/2010 | Present |
I*389792, Entity Type: Entity Charitable, Name of OBA: gatehouse corp, Address: midland, Texas 79707, Investment Related: N, Position, Title, Association: Committee, Employee Start Date: 03/01/1994, No Hours: 1, No Hours during trading: 0, Duties: corp owns building that rents to a alcoholics anonymous group .
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-09-28 |
| S63 | Uniform Securities Agent State Law Examination | 1986-08-13 |
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