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Current Employers
Harbor Investment Advisory, Llc

2330 W. Joppa Road Suite 160, Lutherville, MD 21093 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2010-01-22
  • MD RA
    APPROVED
    Since 2010-01-22

Branch Locations

2330 W. Joppa Road Suite 160, Lutherville, MD 21093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Harbor Investment Advisory, Llc Lutherville MD 02/2010 Present
Previous Registrations
  • 2003-01-17 → 2010-01-29
    Credit Suisse Securities (Usa) Llc
    Baltimore, MD
    Baltimore, MD
    West Conshohocken, PA
  • 2001-04-03 → 2003-01-17
    Pershing Llc
    Baltimore, MD
Other Businesses

ROLLINS-LUETKEMEYER FOUNDATION 1427 CLARKVIEW ROAD, SUITE 500 BALTIMORE, MD 21209 POSITION/TITLE: DIRECTOR START DATE: JUNE 1999 MONTHLY HOURS: 30 MONTHLY HOURS DURING TRADING DAY: 20 DUTIES: SERVES IN ALL ASPECTS OF THE FOUNDATION'S OPERATIONS TO INCLUDE; ADHERENCE TO THE MISSION OF THE FOUNDATION, GRANT DETERMINATIONS AND DISBURSEMENTS AND OTHER ADMINISTRATIVE FUNCTIONS. Trenton Mill Farms 10700 Greenspring Ave. Lutherville MD 21093 Land lease to a farmer.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-07-09
S63 Uniform Securities Agent State Law Examination 1986-06-10
  • S65 Uniform Investment Adviser Law Examination
    1993-07-09
  • S63 Uniform Securities Agent State Law Examination
    1986-06-10
Other Names
  • Rob Black

View on SEC IAPD

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