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Current Employers
Harbor Investment Advisory, Llc

2330 W. Joppa Road Suite 160, Lutherville, MD 21093 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2014-07-09
  • MD RA
    APPROVED
    Since 2014-07-09

Branch Locations

2330 W. Joppa Road Suite 160, Lutherville, MD 21093 • USA

2330 W. Joppa Road Suite 160, Lutherville, MD 21093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Harbor Investment Advisory Llc Baltimore MD 07/2014 12/2019
Harbor Investment Advisory Llc Lutherville MD 12/2019 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-10-24
S63 Uniform Securities Agent State Law Examination 1987-04-01
  • S65 Uniform Investment Adviser Law Examination
    1991-10-24
  • S63 Uniform Securities Agent State Law Examination
    1987-04-01

View on SEC IAPD

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