Best Investors Account Sign in

Andrew William Sullivan

Harbor Investment Advisory, LLC

Lutherville, MD

Claim This Profile
Current Employers
Harbor Investment Advisory, Llc

2330 W. Joppa Road Suite 160, Lutherville, MD 21093 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2014-01-06
  • MD RA
    APPROVED
    Since 2014-01-06

Branch Locations

2330 W. Joppa Road Suite 160, Lutherville, MD 21093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Harbor Investment Advisory, Llc Lutherville MD 07/2013 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-11-04
S63 Uniform Securities Agent State Law Examination 2007-04-04
  • S66 Uniform Combined State Law Examination
    2013-11-04
  • S63 Uniform Securities Agent State Law Examination
    2007-04-04
Other Names
  • Andrea W Sullivan
  • Andrew W Sullivan

View on SEC IAPD

Other Firms

BLACK DIAMOND FINANCIAL, LLC
CORBYN INVESTMENT MANAGEMENT INC
MORGAN STANLEY
SUMMIT FINANCIAL, LLC
KESTRA ADVISORY SERVICES, LLC
JANNEY MONTGOMERY SCOTT LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

FREMONT JAMES KNITTLE
ELIAS D. POE
R. MATTHEW WILLIAMS NOVAK
Sean M Sundell
JAMES W CURRAN
ROBERT WILMER BLACK
FRED CREGAN HILL
LISA MICHELL HOWARD

Other Offices

BLACK DIAMOND FINANCIAL, LLC · LUTHERVILLE, MD
CORBYN INVESTMENT MANAGEMENT INC · LUTHERVILLE, MD
MORGAN STANLEY · Lutherville, MD
SUMMIT FINANCIAL, LLC · LUTHERVILLE, MD
KESTRA ADVISORY SERVICES, LLC · Lutherville, MD
KESTRA ADVISORY SERVICES, LLC · LUTHERVILLE, MD
CORBYN INVESTMENT MANAGEMENT INC · LUTHERVILLE, MD
JANNEY MONTGOMERY SCOTT LLC · Lutherville (Greenspring), MD

More in Lutherville, MD

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor