James W Curran

Harbor Investment Advisory, LLC

Lutherville, MD

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Current Employers

Harbor Investment Advisory, Llc

2330 W. Joppa Road Suite 160, Lutherville, MD 21093 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2015-03-20

MD RA
APPROVED

Since 2015-03-20

Branch Locations

2330 W. Joppa Road Suite 160, Lutherville, MD 21093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Harbor Investment Advisory	Baltimore	MD	03/2015	Present

03/2015 → Present

Harbor Investment Advisory

Baltimore, MD

Previous Registrations

2009-06-01 → 2015-03-31

Morgan Stanley

Lutherville, MD
2005-07-05 → 2009-06-01

Citigroup Global Markets Inc.

Lutherville, MD

Lutherville, MD
1991-12-02 → 2005-07-07

Morgan Stanley Dw Inc.

Lutherville, MD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-02-23
S63	Uniform Securities Agent State Law Examination	1985-12-30

S65 Uniform Investment Adviser Law Examination

1996-02-23
S63 Uniform Securities Agent State Law Examination

1985-12-30

Designations

Other Names

James Walter Iii Curran
James Walter Curran
James Walter Curran Iii
James Walter Curran
James W Curran Iii

View on SEC IAPD

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