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Lisa Michell Howard

Harbor Investment Advisory, LLC

Lutherville, MD

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Current Employers
Harbor Investment Advisory, Llc

2330 W. Joppa Road Suite 160, Lutherville, MD 21093 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2011-01-19
  • MD RA
    APPROVED
    Since 2011-01-19

Branch Locations

2330 W. Joppa Road Suite 160, Lutherville, MD 21093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Harbor Investment Advisory, Llc Baltimore MD 01/2011 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-28
S63 Uniform Securities Agent State Law Examination 2000-06-17
  • S66 Uniform Combined State Law Examination
    2008-05-28
  • S63 Uniform Securities Agent State Law Examination
    2000-06-17
Other Names
  • Lisa Michell Frazier
  • Lisa Michell Frazier

View on SEC IAPD

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