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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-07-18 |
| CA | RA | APPROVED | 2009-10-05 |
| IL | RA | APPROVED | 2009-10-05 |
Branch Locations
4655 Executive Dr Ste 300, San Diego, CA 92121-3123 • United States
Encinitas, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | San Diego | CA | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Inc. | San Diego | CA | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | San Diego | CA | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-01-20 |
| S63 | Uniform Securities Agent State Law Examination | 1986-05-30 |
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