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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2021-09-27 |
| TX | RA | APPROVED | 2021-09-27 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
605 N Church St, Mount Pleasant, PA 15666 • United States
133 Donohoe Rd Ste 201, Greensburg, PA 15601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation | Mt Pleasant | PA | 02/2009 | 09/2021 |
| Professional Money Management, Llc | Mt Pleasant | PA | 01/1987 | Present |
| Lpl Financial, Llc | Mount Pleasant | PA | 09/2021 | Present |
1) 7/1990 - DBA for LPL Business (entity for LPL business) - Professional Money Management LLC - Investment Related - 89% - Mount Pleasant, PA 15666 2) 1/1987 - Non-Variable Insurance - Daniel Hostetler - Investment Related - 5% - Mount Pleasant, PA 15666
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-12-24 |
| S63 | Uniform Securities Agent State Law Examination | 1986-07-08 |
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