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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2024-04-03 |
| TX | RA | APPROVED | 2024-04-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic Wealth, Inc. | Signal Mountain | TN | 11/1989 | 04/2024 |
| Lpl Financial | Signal Mountain | TN | 04/2024 | Present |
1)04/03/2024 - Elder Thicket GP - Real Estate Rental - Inv Rel - Home Based - Start: 03/01/2022 - 1 Hr/Mth 0 Hr during trading 2)04/03/2024 - Lookout Mountain Investment Company - Real Estate Rental - At Reported Business Location(s) - Not Inv rel - Start: Date 04/1/1992 - 0 Hr/Mth 0 Hr during trading 3)04/03/2024 - Fixed Insurance - Frank Powell - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 03/01/1986 - 1 Hr/Mth 1 Hr during trading 4) 06/25/2025 - Powell & Associates Investment Group - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:09/30/2025 - 160 Hrs/Mth - 7 Hrs During Trading. 5) 07/07/2025 - Extreme Concrete Pumping LLC - Not Investment Related - Other - business owner - Ave Chattanooga Tn - Start Date:08/31/2025 - 1 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-08-20 |
| S63 | Uniform Securities Agent State Law Examination | 1986-05-22 |
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