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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2024-12-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Signal Mountain | TN | 09/2024 | Present |
| Powell & Associates Investment Group | Signal Mountain | TN | 02/2024 | 09/2024 |
| Market Street Partners | Chattanooga | TN | 12/2020 | 02/2024 |
| Creswell Richardson | Chattanooga | TN | 05/2019 | 12/2020 |
| Market Street Partners | Chattanooga | TN | 12/2016 | 05/2019 |
| Jhm Certified Public Accountants | Chattanooga | TN | 08/2013 | 12/2016 |
1 - 09/18/2024 - Adam Bridges - Tax Prep/Accounting/CPA - Inv Related - 40 Hours/Month - 2 Hours During Trading - TN 37377 - OBA Start Date: 02/01/2024. 2 - 09/24/2024 - Powell and Associates investment group - DBA for LPL Business (entity for LPL business) - Inv Related - At reported business location(s). 3- 01/02/2026 - Powell & Associates Investment Group LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2026 - 160 hours per month/ 140 hours during trading 4- 01/02/2026 - Frank Powell - Loanee/ Borrower - Not Investment Related - Start Date 01/01/2026 -
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-11-19 |
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