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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2024-04-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Signal Mtn | TN | 04/2024 | Present |
| Royal Alliance Associates, Inc. | Signal Mtn | TN | 12/1994 | 04/2024 |
1)03/13/2024 - Powell & Associates Investment Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 04/2009 - 10 Hr/Mth 2)03/13/2024 - Owner Real Estate Rental - Inv Rel - Signal Mountain, TN - Start: 12/2021 - 2 Hr/Mth 3)03/13/2024 - Powell Farming - Business Entity For Tax/Investment Purposes Only - Lease Land for Farming - Non-Inv Rel - Start: 01/2005 - 1 Hr/Mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-30 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-04 |
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