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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2024-04-03 |
| TX | RA | APPROVED | 2024-04-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance Associates | Signal Mountain | TN | 11/2011 | 04/2024 |
| Lpl Finanical | Signal Mountain | TN | 04/2024 | Present |
1) 04/03/2024- Notary - State of TN - Inv Rel - Start: 01/01/2013 - 1 Hr/Mth. 2) 04/03/2024- Powell & Associates Investment Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location - Start: 09/01/2011. 3) 04/03/2024 - Michael K Hoffman 2018 Trust for Marian and Michael Hoffman - Act in a Fiduciary Capacity - Home Based - Investment Related - Start Date 07/13/2023 - 1 Hrs/Mth - 0 Hrs During Trading. 4) 04/03/2024 - Owner, Real Estate Rental - Inv Rel - Signal Mountain, TN - Start: 09/01/2022. 5) 01/12/2026 - Powell & Associates Investment Group LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2026 - 160 hours per month/ 130 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-09-18 |
| S63 | Uniform Securities Agent State Law Examination | 2011-12-22 |
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