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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-13 |
Branch Locations
245 Commerce Green Ste 200, Sugar Land, TX 77478 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Caram & Sons,Ltd | Houston | TX | 10/1983 | Present |
| Wells Fargo Advisors Llc | Houston | TX | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Houston | TX | 11/2016 | 03/2026 |
| Wells Fargo Advisors Financial Network, Llc | Sugarland | TX | 03/2026 | Present |
CARAM & SONS, LTD.; INV RELATED; HOUSTON, TX; REAL ESTATE; GENERAL PARTNER; START 7/1/1984; 2 HOURS PER MONTH, 0 DURING TRADING. FAMILY TRUST; INV RELATED; HOUSTON, TX; TRUSTEE; START 1/1/1984; 0 HOURS PER MONTH, 0 DURING TRADING. FAMILY TRUSTS (3), ALL INVESTMENT RELATED, HOUSTON TX, TRUSTEE, BEGAN 8/30/2000, 2 HOURS/MONTH, DURING BUSINESS HOURS, ACCOUNT ADVISOR. POWER OF ATTORNEY FOR MOTHER, INV RELATED, HOUSTON, TX, START 1/11/2022, 20 HRS/MONTH, 0 HRS DURING TRADING. ST. THOMAS HIGH SCHOOL; INV RELATED; HOUSTON, TX; CHAIR OF FINANCE COMMITTEE; START DATE 5/10/2024; 6 HOURS PER MONTH; 1 DURING TRADING; ATTENDING BOARD MEETINGS, ADVISE AND REPORT TO THE BOARD AND THE SCHOOL PRESIDENT ON THE FINANCES OF THE SCHOOL PER THE VP OF FINANCE, AND VOTE ON THE UPCOMING BUDGET OF THE SCHOOL. | JOHN CARAM, LLC ; INV RELATED; SUGAR LAND, TX; INVESTMENT ADVISORY;100% OWNERSHIP; START DATE: 02/09/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;| ESTATE OF DOROTHY ; INV RELATED; HOUSTON, TX; EXECUTOR TO THE ESTATE ; EXECUTOR; START DATE: 09/24/2025; 3 HRS PER MONTH; 3 HRS DURING TRADING;|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-05-27 |
| S63 | Uniform Securities Agent State Law Examination | 1986-10-03 |
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