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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-13
  • TX RA
    APPROVED
    Since 2026-03-13

Branch Locations

245 Commerce Green Ste 200, Sugar Land, TX 77478 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Caram & Sons,Ltd Houston TX 10/1983 Present
Wells Fargo Advisors Llc Houston TX 05/2009 11/2016
Wells Fargo Clearing Services, Llc Houston TX 11/2016 03/2026
Wells Fargo Advisors Financial Network, Llc Sugarland TX 03/2026 Present
Previous Registrations
Other Businesses

CARAM & SONS, LTD.; INV RELATED; HOUSTON, TX; REAL ESTATE; GENERAL PARTNER; START 7/1/1984; 2 HOURS PER MONTH, 0 DURING TRADING. FAMILY TRUST; INV RELATED; HOUSTON, TX; TRUSTEE; START 1/1/1984; 0 HOURS PER MONTH, 0 DURING TRADING. FAMILY TRUSTS (3), ALL INVESTMENT RELATED, HOUSTON TX, TRUSTEE, BEGAN 8/30/2000, 2 HOURS/MONTH, DURING BUSINESS HOURS, ACCOUNT ADVISOR. POWER OF ATTORNEY FOR MOTHER, INV RELATED, HOUSTON, TX, START 1/11/2022, 20 HRS/MONTH, 0 HRS DURING TRADING. ST. THOMAS HIGH SCHOOL; INV RELATED; HOUSTON, TX; CHAIR OF FINANCE COMMITTEE; START DATE 5/10/2024; 6 HOURS PER MONTH; 1 DURING TRADING; ATTENDING BOARD MEETINGS, ADVISE AND REPORT TO THE BOARD AND THE SCHOOL PRESIDENT ON THE FINANCES OF THE SCHOOL PER THE VP OF FINANCE, AND VOTE ON THE UPCOMING BUDGET OF THE SCHOOL. | JOHN CARAM, LLC ; INV RELATED; SUGAR LAND, TX; INVESTMENT ADVISORY;100% OWNERSHIP; START DATE: 02/09/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;| ESTATE OF DOROTHY ; INV RELATED; HOUSTON, TX; EXECUTOR TO THE ESTATE ; EXECUTOR; START DATE: 09/24/2025; 3 HRS PER MONTH; 3 HRS DURING TRADING;|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-05-27
S63 Uniform Securities Agent State Law Examination 1986-10-03
  • S65 Uniform Investment Adviser Law Examination
    1993-05-27
  • S63 Uniform Securities Agent State Law Examination
    1986-10-03
Other Names
  • Juan Caram

View on SEC IAPD

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