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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-21 |
| TX | RA | APPROVED_RES | 2025-01-19 |
Branch Locations
27201 Puerta Real, Ste 250, Mission Viejo, CA 92691 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Encinitas | CA | 05/2013 | Present |
| Focus Investment Advisors | Encinitas | CA | 05/2013 | 01/2025 |
1) 06/10/2025 - Pence Financial Group - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:01/21/2025 - 160 Hrs/Mth - 8 Hrs During Trading. 2) 11/26/2025 - Amelio Family Trust - Real Estate Rental - Investment Related - Carlsbad, CA - Start Date 09/03/2024 - 0 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-05-22 |
| S63 | Uniform Securities Agent State Law Examination | 1986-10-01 |
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