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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-08
CA RA APPROVED 2010-05-13
  • TX RA
    APPROVED_RES
    Since 2026-03-08
  • CA RA
    APPROVED
    Since 2010-05-13

Branch Locations

2481 E Chapman Ave, Fullerton, CA 92831 • United States

911 N Harbor Blvd, Fullerton, CA 92832 • United States

5910 South St, Lakewood, CA 90713 • United States

11350 South St, Cerritos, CA 90703 • United States

8460 La Palma Ave, Buena Park, CA 90620 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Advisors, Llc Cerritos CA 05/2010 Present
Previous Registrations
  • 2009-05-02 → 2010-05-05
    Chase Investment Services Corp.
    Northridge, CA
  • 2008-01-31 → 2009-05-02
    Wamu Investments, Inc.
    Northridge, CA
    Sherman Oaks, CA
    Sherman Oaks, CA
  • 2004-05-17 → 2007-10-17
    Wells Fargo Investments, Llc
    Torrance, CA
    Redondo Beach, CA
    Redondo Beach, CA
    Torrance, CA
    Torrance, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-12-24
  • S63 Uniform Securities Agent State Law Examination
    1996-12-24
Other Names
  • Ron Rigsby

View on SEC IAPD

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