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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-04-15 |
Branch Locations
600 City Parkway West Suite 210, Orange, CA 92868 • United States
Whittier, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Monterey Park | CA | 10/2019 | 08/2020 |
| World Financial Group, Inc. | Monterey Park | CA | 08/2017 | 08/2020 |
| Axa Advisors | Century City | CA | 04/2018 | 08/2018 |
| K Force | Culver City | CA | 05/2017 | 04/2018 |
| Simpson & Simpson Llp | Los Angeles | CA | 01/2014 | 05/2017 |
| New York Life | Glendale | CA | 06/2017 | 12/2017 |
| Empirikal Partners Llc | Phoenix | AZ | 08/2020 | 01/2025 |
| Sole Proprietor/Insurance Agent | Whittier | CA | 06/2016 | Present |
| Transamerica Financial Advisors, Inc. | Monterey Park | CA | 02/2020 | 08/2020 |
1. 02/11/2026 - Kevin Lin - Property and Casualty - Whittier, CA - INV REL - Start Date: 03/02/2020 - 0 Hrs/Mth - 0 Hrs During Trading 2. 02/11/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Whittier, CA - INV REL - Start Date: 02/06/2026 - 160 Hrs/Mth - 160 Hrs During Trading 3. 02/11/2026 - Kevin Lin N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Whittier, CA - INV REL - Start Date: 02/06/2026 - 160 Hrs/Mth - 160 Hrs During Trading 4. 02/11/2026 - Kevin Lin - Non-Variable Insurance - Whittier, CA - INV REL - Start Date: 02/03/2020 - 1 Hrs/Mth - 1 Hrs During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-04-13 |
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