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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2012-01-06
  • CA RA
    APPROVED
    Since 2012-01-06

Branch Locations

1835 W. Orangewood Ave. Suite 302, Orange, CA 92868 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wfgia Orange CA 02/2011 Present
Anthem Blue Cross Oxnard CA 08/2011 10/2020
Transamerica Financial Advisors, Llc Orange CA 01/2012 Present
Tower Systems, Inc. Tustin CA 05/2013 Present
Nessie Media Group Tustin CA 11/2014 Present
Health Insurance Services Costa Mesa CA 02/2018 10/2020
Enlace Digital Media Tustin CA 05/2018 Present
  • 02/2011 → Present
    Wfgia
    Orange, CA
  • 08/2011 → 10/2020
    Anthem Blue Cross
    Oxnard, CA
  • 01/2012 → Present
    Orange, CA
  • 05/2013 → Present
    Tower Systems, Inc.
    Tustin, CA
  • 11/2014 → Present
    Nessie Media Group
    Tustin, CA
  • 02/2018 → 10/2020
    Health Insurance Services
    Costa Mesa, CA
  • 05/2018 → Present
    Enlace Digital Media
    Tustin, CA
Previous Registrations
Other Businesses

"Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc." TOWER SYSTEMS, INC., NON-INVESTMENT RELATED,17461 IRVINE BLVD, TUSTIN, CA 92780, PROPRIETARY MEDICAL SOFTWARE, TECHNICAL SUPPORT, START, 5/2013, 100 HRS/MO, SUPPORT TOWER SYSTEMS, INC'S. CLINICS THAT USE THEIR PROPRIETARY MEDICAL SOFTWARE.. NESSIE MEDIA GROUP; NOT INVESTMENT RELATED; 17461 IRVINE BLVD. SUITE N, TUSTIN CA 92780; GETTING CLIENTS, WEBSITE POSTINGS FOR FACEBOOK POSTINGS FOR THIS COMPANY; ACCOUNT MANAGER OF SOCIAL MEDIA; 11/2014; 40-60 HRS/MONTH; POSTING ON INSTAGRAM, LINKEDIN, GOOGLE PLUS, AND FACEBOOK, EMAIL MARKETING MATERIALS TO CLIENTS ENLACE DIGITAL MEDIA / 052018-PRESENT / INVESTMENT RELATED: NO / 17461 IRVINE BLVD. SUITE Y TUSTIN, CA 92780 /OWNER /ONLINE DIGITAL MARKETING COMPANY. PROVIDE SERVICE FOR WEBSITE DESIGN, SOCIAL MEDIA AND REPUTATION MANAGEMENT. / HRS. WORK MONTHLY: 25 / SEC TRADING HRS: 0 / MEET WITH CLIENTS TO DEVELOP AND IMPLEMENT A DIGITAL MARKETING STRATEGY TO REACH AND ENGAGE THEIR CLIENTS THROUGH WEBSITE DEVELOPMENT SOCIAL MEDIA.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-06-03
  • S66 Uniform Combined State Law Examination
    2004-06-03

View on SEC IAPD

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