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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2012-01-06
  • CA RA
    APPROVED
    Since 2012-01-06

Branch Locations

1835 W. Orangewood Ave. Suite 102, Orange, CA 92868 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wfgia Orange CA 06/2001 Present
Abbott Laboratories Santa Ana CA 03/2009 10/2016
Transamerica Financial Advisors, Inc Orange CA 01/2012 Present
Unum Glendale CA 06/2012 10/2023
Lincoln Financial Group Mission Viejo CA 06/2012 10/2023
Anthem Insurance Companies Inc Worthinton OH 06/2012 12/2023
Met Life New York NY 06/2012 10/2023
Qualified Benefits Woodland Hills CA 08/2012 12/2023
Destiny Builders 3 Llc Buena Park CA 05/2013 09/2020
Debtmerica Relief Llc Santa Ana CA 06/2017 02/2022
Transamerica Employee Benefits Cedar Rapids IA 07/2017 10/2023
Prosperity Builders Inc Woodland Hills CA 06/2020 10/2023
Fieldwork Irvine CA 06/2022 12/2023
Eteam Inc Somerset NJ 08/2022 11/2023
Icu Medical, Inc. San Clemente CA 11/2023 02/2026
Icu Medical, Inc San Clemente CA 11/2023 Present
  • 06/2001 → Present
    Wfgia
    Orange, CA
  • 03/2009 → 10/2016
    Abbott Laboratories
    Santa Ana, CA
  • 01/2012 → Present
    Transamerica Financial Advisors, Inc
    Orange, CA
  • 06/2012 → 10/2023
    Unum
    Glendale, CA
  • 06/2012 → 10/2023
    Lincoln Financial Group
    Mission Viejo, CA
  • 06/2012 → 12/2023
    Anthem Insurance Companies Inc
    Worthinton, OH
  • 06/2012 → 10/2023
    Met Life
    New York, NY
  • 08/2012 → 12/2023
    Qualified Benefits
    Woodland Hills, CA
  • 05/2013 → 09/2020
    Destiny Builders 3 Llc
    Buena Park, CA
  • 06/2017 → 02/2022
    Debtmerica Relief Llc
    Santa Ana, CA
  • 07/2017 → 10/2023
    Transamerica Employee Benefits
    Cedar Rapids, IA
  • 06/2020 → 10/2023
    Prosperity Builders Inc
    Woodland Hills, CA
  • 06/2022 → 12/2023
    Fieldwork
    Irvine, CA
  • 08/2022 → 11/2023
    Eteam Inc
    Somerset, NJ
  • 11/2023 → 02/2026
    Icu Medical, Inc.
    San Clemente, CA
  • 11/2023 → Present
    Icu Medical, Inc
    San Clemente, CA
Previous Registrations
  • 2008-11-06 → 2012-01-06
    Investment Advisors International, Inc.
    Torrance, CA
    Anaheim, CA
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. ICU MEDICAL, INC POSITION: Senior Project Manager NATURE: Medical Device Manufacuring INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 5 START DATE: 03/01/2026 ADDRESS: 951 Calle Amanecer, San Clemente CA 92673, United States DESCRIPTION: Manage projects to get medical devices to external customers Chair meetings with stakeholders Follow-up with Action Item owners Update documentation

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-09-20
S63 Uniform Securities Agent State Law Examination 1997-09-09
  • S65 Uniform Investment Adviser Law Examination
    2008-09-20
  • S63 Uniform Securities Agent State Law Examination
    1997-09-09
Other Names
  • J David Jostak
  • J David Jostak
  • David Jostak

View on SEC IAPD

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