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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2012-01-06 |
Branch Locations
1835 W. Orangewood Ave. Suite 102, Orange, CA 92868 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wfgia | Orange | CA | 06/2001 | Present |
| Abbott Laboratories | Santa Ana | CA | 03/2009 | 10/2016 |
| Transamerica Financial Advisors, Inc | Orange | CA | 01/2012 | Present |
| Unum | Glendale | CA | 06/2012 | 10/2023 |
| Lincoln Financial Group | Mission Viejo | CA | 06/2012 | 10/2023 |
| Anthem Insurance Companies Inc | Worthinton | OH | 06/2012 | 12/2023 |
| Met Life | New York | NY | 06/2012 | 10/2023 |
| Qualified Benefits | Woodland Hills | CA | 08/2012 | 12/2023 |
| Destiny Builders 3 Llc | Buena Park | CA | 05/2013 | 09/2020 |
| Debtmerica Relief Llc | Santa Ana | CA | 06/2017 | 02/2022 |
| Transamerica Employee Benefits | Cedar Rapids | IA | 07/2017 | 10/2023 |
| Prosperity Builders Inc | Woodland Hills | CA | 06/2020 | 10/2023 |
| Fieldwork | Irvine | CA | 06/2022 | 12/2023 |
| Eteam Inc | Somerset | NJ | 08/2022 | 11/2023 |
| Icu Medical, Inc. | San Clemente | CA | 11/2023 | 02/2026 |
| Icu Medical, Inc | San Clemente | CA | 11/2023 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. ICU MEDICAL, INC POSITION: Senior Project Manager NATURE: Medical Device Manufacuring INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 5 START DATE: 03/01/2026 ADDRESS: 951 Calle Amanecer, San Clemente CA 92673, United States DESCRIPTION: Manage projects to get medical devices to external customers Chair meetings with stakeholders Follow-up with Action Item owners Update documentation
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-09 |
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