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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-08-01
CA RA APPROVED 2021-05-05
  • TX RA
    APPROVED_RES
    Since 2024-08-01
  • CA RA
    APPROVED
    Since 2021-05-05

Branch Locations

6050 Santo Road Suite 100-C, San Diego, CA 92124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc San Diego CA 01/2018 Present
World Financial Group, Inc. San Diego CA 12/2015 Present
St. Joseph Hospital Orange CA 11/2001 Present
F3 Insurance Services Llc San Diego CA 11/2017 Present
University Of California Irvine Orange CA 02/2020 10/2020
Pavillion Surgery Center, A Division Of St Joseph Hospital Orange CA 11/2020 05/2024
Wfg Direct Santa Ana CA 07/2020 Present
Tax Services Santa Ana CA 05/2024 07/2024
  • 01/2018 → Present
    Transamerica Financial Advisors, Inc
    San Diego, CA
  • 12/2015 → Present
    World Financial Group, Inc.
    San Diego, CA
  • 11/2001 → Present
    St. Joseph Hospital
    Orange, CA
  • 11/2017 → Present
    F3 Insurance Services Llc
    San Diego, CA
  • 02/2020 → 10/2020
    University Of California Irvine
    Orange, CA
  • 11/2020 → 05/2024
    Pavillion Surgery Center, A Division Of St Joseph Hospital
    Orange, CA
  • 07/2020 → Present
    Wfg Direct
    Santa Ana, CA
  • 05/2024 → 07/2024
    Tax Services
    Santa Ana, CA
Other Businesses

"Sales of insurance and non insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, LLC." ST. JOSEPH HOSPITAL/Investment Related - No/1100 WEST STEWART DRIVE, ORANGE, CA 92868/Hospital/Registered Nurse/11.2001/80/0/taking care of patients in Post Anesthesia Care Unit F3 INSURANCE SERVICES LLC/Investment Related - No/6050 SANTO ROAD, SUITE 100T, SAN DIEGO, CA 92124 PHONE NUMBER (858) 224-5170/Provide services related to Medicare Advantage (MA amp; MAPD), Medicare Special Needs (SNP), Prescription Drug(PDP), Private Fee For Service (PFFS), Preferred Provider Organization (PPO), Individual and Group Health Insurance./agent/11.2017/10/0/The providers I am soliciting as an agent with F3 Insurance Services LLC jare: Aetna, Anthem Blue Cross, Blue Shield of California, First Health, Health Net, Kaiser Permanente, and Molina Healthcare.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-05-04
S63 Uniform Securities Agent State Law Examination 2017-09-16
  • S65 Uniform Investment Adviser Law Examination
    2021-05-04
  • S63 Uniform Securities Agent State Law Examination
    2017-09-16
Other Names
  • Dao Hong Cao

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