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Hongjian Zeng

LPl Enterprise, LLC

Orange, CA

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-14
  • CA RA
    APPROVED
    Since 2024-11-14

Branch Locations

600 City Parkway West Suite 210, Orange, CA 92868 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Orange CA 01/2019 11/2024
Harmony Investment And Management Llc. Irvine CA 10/2013 01/2019
Prudential Insurance Company Of America Orange CA 04/2019 Present
Lpl Enterprise, Llc Orange CA 11/2024 Present
  • 01/2019 → 11/2024
    Pruco Securities, Llc.
    Orange, CA
  • 10/2013 → 01/2019
    Harmony Investment And Management Llc.
    Irvine, CA
  • 04/2019 → Present
    Prudential Insurance Company Of America
    Orange, CA
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Orange, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-23
S63 Uniform Securities Agent State Law Examination 2019-02-21
  • S66 Uniform Combined State Law Examination
    2020-06-23
  • S63 Uniform Securities Agent State Law Examination
    2019-02-21
Designations
Other Names
  • Richard Hongjian Zeng

View on SEC IAPD

Other Firms

TRANSAMERICA FINANCIAL ADVISORS, LLC
ARIS FUND I
LPL FINANCIAL LLC
PFS INVESTMENTS INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
B.B. GRAHAM & COMPANY, INC.
GRAHAM & CO. ADVISORY, INC.
ORANGE CAPITAL MANAGEMENT, INC.

Other Investors

BRIAN ERIC PAYNE
ALBERT MARTINEZ
NAFENG IRENE HIOE
JEROME DAVID JOSTAK
ADINA COCA
VICTOR KUO
JOHN QUANG PHAM
THANH HA TRINH

Other Offices

TRANSAMERICA FINANCIAL ADVISORS, LLC · ORANGE, CA
TRANSAMERICA FINANCIAL ADVISORS, LLC · Orange, CA
ARIS FUND I · ORANGE, CA
TRANSAMERICA FINANCIAL ADVISORS, LLC · ORANGE, CA
LPL FINANCIAL LLC · ORANGE, CA
PFS INVESTMENTS INC. · ORANGE, CA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Orange, CA
B.B. GRAHAM & COMPANY, INC. · ORANGE, CA

More in Orange, CA

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