Lisa Jung Hwa An

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2025 → Present
  Lpl Enterprise Llc
  Orange, CA
• 03/2024 → 03/2025
  Prudential/Melany Qu
  City Of Industry, CA
• 10/2016 → 05/2021
  Schoolsfirst Credit Union
  La Habra, CA
• 04/2016 → 10/2016
  Fullerton School District
  Fullerton, CA
• 02/2022 → Present
  Babies N Kids Essential
  La Mirada, CA
• 05/2021 → 02/2022
  Unemployed
  La Mirada, CA

Previous Registrations

• 2013-05-03 → 2014-05-08
  Pruco Securities, Llc.
  City Of Industry, CA

Other Businesses

1. 05/29/2025 - Babies N Kids Essentials - Business Owner - NOT INV REL - La Mirada, CA - Start Date 02/21/2022 - 10 HRS/MO - 1hr during trading 2. 05/29/2025- Prudential Advisors- DBA for LPL Business (entity for LPL business)- inv. related- at reported business location(s)- start date 05/28/2025- 160hrs/mnth-160hrs during trading 3. 05/29/2025- LISA JUNG HWA AN- Non-Variable Insurance/Insurance Agency- inv. related- at La Mirada, CA- start date 05/28/2025- 160hrs/mnth-160hrs during trading

Exams

• S66 Uniform Combined State Law Examination
  2025-07-10
• S65 Uniform Investment Adviser Law Examination
  2013-04-25
• S63 Uniform Securities Agent State Law Examination
  2008-04-16

Other Names

• Lisa Jh An
• Lisa Jung An
• Jung Hwa An
• Lisa Jung Hwa An
• Lisajunghwa An