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Lorrie Garber Riggs

Janney Montgomery Scott LLC

Yardley, PA

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-09-10
CA RA APPROVED 2013-04-23
NJ RA APPROVED 2013-04-23
PA RA APPROVED 2006-07-19
  • TX RA
    APPROVED_RES
    Since 2019-09-10
  • CA RA
    APPROVED
    Since 2013-04-23
  • NJ RA
    APPROVED
    Since 2013-04-23
  • PA RA
    APPROVED
    Since 2006-07-19

Branch Locations

1010 Stony Hill Road Suite 300, Yardley, PA 19067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Yardley/Newtown PA 06/1988 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-02-07
S63 Uniform Securities Agent State Law Examination 1986-05-01
  • S66 Uniform Combined State Law Examination
    2013-02-07
  • S63 Uniform Securities Agent State Law Examination
    1986-05-01
Other Names
  • Lorrie Riggs
  • Lorrie Garber

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Yardley, PA
STIFEL, NICOLAUS & COMPANY, INCORPORATED · YARDLEY, PA
OSAIC WEALTH, INC. · YARDLEY, PA
MML INVESTORS SERVICES, LLC · Yardley, PA
VENTURA WEALTH MANAGEMENT · YARDLEY, PA
LPL FINANCIAL LLC · YARDLEY, PA
ALLSTATE FINANCIAL ADVISORS, LLC · Yardley, PA
CROSSOVER CAPITAL · YARDLEY, PA

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