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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-01-23
  • MO RA
    APPROVED
    Since 2025-01-23

Branch Locations

14767 North Outer 40 Rd Fl 2, Chesterfield, MO 63017 • United States

Chesterfield, MO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Belleville Area College Belleville IL 01/1984 Present
Wells Fargo Advisors Llc Frontenac MO 05/2009 11/2016
Wells Fargo Clearing Services, Llc Frontenac MO 11/2016 Present
  • 01/1984 → Present
    Belleville Area College
    Belleville, IL
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Frontenac, MO
  • 11/2016 → Present
    Frontenac, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-23
S63 Uniform Securities Agent State Law Examination 1986-05-21
  • S66 Uniform Combined State Law Examination
    2025-01-23
  • S63 Uniform Securities Agent State Law Examination
    1986-05-21
Other Names
  • Randy A Zimmermann

View on SEC IAPD

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