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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2000-03-20 |
Branch Locations
2 North Cascade Ave Suite 610, Colorado Springs, CO 80903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
1. KNIGHTS OF COLUMBUS COUNCIL; 12228 ST. FRANCIS OF ASSISI CATHOLIC CHURCH, COLORADO SPRINGS, CO; OFFICER / GRAND KNIGHT; START DATE 11/1/2014; APPROX. 50 HOURS PER MONTH. 2. ACADEMY OPTIMIST CLUB; P.O. BOX 62762, COLORADO SPRINGS, CO 80962; NOT INVESTMENT RELATED; MEMBER/OFFICER/DIRECTOR; START DATE 10/01/2017; APPROX. 10 HOURS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 1987-05-13 |
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