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Paul Randall Walker

Wells Fargo Clearing Services, LLC

Greenwood Village, CO

Castle Rock, CO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-06-25
CO RA APPROVED 2012-10-10
  • TX RA
    APPROVED_RES
    Since 2013-06-25
  • CO RA
    APPROVED
    Since 2012-10-10

Branch Locations

5613 Dtc Parkway 9Th Fl [Mb-Rbo], Greenwood Village, CO 80111 • United States

747 Genoa Way, Castle Rock, CO 80109 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Greenwood Village CO 09/2012 11/2016
Wells Fargo Clearing Services, Llc Greenwood Village CO 11/2016 Present
Previous Registrations
  • 2006-12-14 → 2012-08-28
    Bancwest Investment Services, Inc.
    Boulder, CO
    Louisville, CO
    Kremmling, CO
    Boulder, CO
    Longmont, CO
    Longmont, CO
    Niwot, CO
    Berthoud, CO
    Parker, CO
    Lyons, CO
    Louisville, CO
    Boulder, CO
    Denver, CO
    Steamboat Springs, CO
    Craig, CO
    Fraser, CO
    Kremmling, CO
    Denver, CO
    Denver, CO
    Aurora, CO
    Denver, CO
    Denver, CO
    Denver, CO
    Denver, CO
    Denver, CO
    Denver, CO
    Frisco, CO
    Evergreen, CO
    Conifer, CO
    Evergreen, CO
  • 2005-10-27 → 2006-05-17
    Cetera Investment Services Llc
    Boulder, CO
    Boulder, CO
  • 2002-08-20 → 2004-11-15
    U.S. Bancorp Investments, Inc.
    Denver, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-08-13
S63 Uniform Securities Agent State Law Examination 1986-04-30
  • S65 Uniform Investment Adviser Law Examination
    2002-08-13
  • S63 Uniform Securities Agent State Law Examination
    1986-04-30
Other Names
  • Paul Randy

View on SEC IAPD

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Other Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO
MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO
AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO
MORGAN STANLEY · Greenwood Village, CO
RBC CAPITAL MARKETS, LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
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