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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-11-15 |
| MD | RA | APPROVED | 2017-11-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rentals | Ocean City | MD | 01/2000 | Present |
| New York Life Insurance Co | Timonium | MD | 07/2012 | 03/2017 |
| Nylife Securities, Llc | Timonium | MD | 08/2012 | 03/2017 |
| Eagle Strategies Llc | Timonium | MD | 08/2013 | 03/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hunt Valley | MD | 10/2017 | Present |
| Unemployed | Timonium | MD | 03/2017 | 09/2017 |
| Bank Of America, N.A. | Hunt Valley | MD | 08/2023 | Present |
[EBAY - BEBE'S STORE; ITEMS ON EBAY TO SELL ; 1121 RYEGATE ROAD TOWSON, MD 21286; Start Date 11/2015; Role/Title: Owner; Not Investment Related; 20 hours per month; 5 hours per month during securities trading hours] I*5489 Name of outside business organization: JAMESTOWN Address of business: OCEAN CITY, Maryland, 21842 Nature of business: N Start date of relationship: 10/1/2003 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 I*5490 Name of outside business organization: BLUE MARLIN Address of business: OCEAN CITY, Maryland, 21842 Nature of business: N Start date of relationship: 10/1/2000 Number of hours devoted: 2 hour(s) Number of hours devoted during trading hours: 0 I*6796 For profit or not for profit: Name of outside business organization: SURF COURT VILLAS Investment related: Address of business: HILTON HEAD ISLAND, South Carolina 29928 Nature of business: , Position, title, association: , Start date of relationship: 8/6/2018 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 Duties: I*372864 , Entity Type,For Profit Name of OBA:D.P Address: TOWSON,Maryland,21286 Investment Related:no Position, Title, Association: Owner,Com Employee Start Date:10/03/2016 No Hours: 4 monthly No Hours during trading: 0 Duties:I SELL HOUSEHOLD ITEMS ON EBAY, SHOES, AND COLLECTIBLES, NOTHING FINANCIAL RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-07-16 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-30 |
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