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Benjamin F. Edwards & Company, Inc. CRD 146936
$18.9B regulatory AUM 23 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-24 |
| CT | RA | APPROVED | 2015-07-29 |
Branch Locations
925 Westchester Ave. Suite Ll-01, White Plains, NY 10604 • United States
One North Brentwood Blvd, Suite 850, St. Louis, MO 63105 • USA
One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Benjamin F. Edwards & Company, Inc. | St. Louis | MO | 09/2009 | Present |
1) AGING IN AMERICA, INC. 1500 PELHAM PKWY, BRONX, NY 10461. NATIONAL NON-PROFIT CORP. (SERVICES TO THE ELDERLY) BOARD MEMBER. BOARD MEMBER. 5 HOURS PER MONTH. 2 HOURS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-07-28 |
| S63 | Uniform Securities Agent State Law Examination | 1986-05-30 |
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