Mark William Robertson

Current Employers

Employment History

• 01/1998 → 06/2023
  Royal Alliance Associates, Inc.
  Costa Mesa, CA
• 10/1999 → Present
  Maxim Capital Advisors, Inc.
  Irvine, CA
• 06/2023 → Present
  Osaic Wealth Inc.
  Jersey City, NJ

Other Businesses

1. MAXIM CAPITAL INSURANCE SERVICES; NOT INVESTMENT RELATED; 9160 IRVINE CENTER DR SUITE 201 IRVINE CA 92618; NATURE OF BUSINESS: LIFE INSURANCE & ANNUITIES POSITION: PRESIDENT; BUSINESS STARTED: 10-19-1999; HOURS DEVOTED:0 DUTIES: ANALYSIS,SUPPORT AND SALES OF LIFE INSURANCE AND OR ANNUITY CONTRACTS TO FINANCIAL PLANNING CLIENTELE. 2. VINSANTO VENTURES,LLC. YES, 9160 IRVINE CENTER DRIVE, IRVINE, CA 92618.OWNER. MEMBER; 01/2009,10HRS, 0HRS, REAL ESTATE OWNERSHIP, MAINTAINING AND MANAGING PROPERTY, TENNANTS, REPAIRS, FINANCES ETC. WITH OTHER MEMBERS 3. VINSANTO VENTURES, LLC.OWN AND RENT AN OFFICE BUILDING. 4. MAXIM CAPITAL INS. SERVICES POSITION: Owner - NATURE: Insurance agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 05/20/2001 ADDRESS: 100 BAYVIEW CIRCLE, SUITE 210, NEWPORT BEACH CA 92660, United States DESCRIPTION: Life Ins. counsel and sales

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-04-22
• S63 Uniform Securities Agent State Law Examination
  1998-05-06

Designations