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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-10-18
VA RA APPROVED 1987-07-21
  • TX RA
    APPROVED_RES
    Since 2006-10-18
  • VA RA
    APPROVED
    Since 1987-07-21

Branch Locations

620 Woodbrook Dr Ste 4A, Charlottesville, VA 22901 • United States

Crozet, VA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Charlottesville VA 03/1986 03/2020
Ameriprise Financial Service, Llc Charlottesville VA 07/1986 Present
  • 03/1986 → 03/2020
    Ameriprise Financial Services, Inc.
    Charlottesville, VA
  • 07/1986 → Present
    Ameriprise Financial Service, Llc
    Charlottesville, VA
Other Businesses

Real Estate Ownership; Single Family; The Cottage2425 Jefferson Park AveCharlottesville, VA 22903, , Charlottesville, VA, 22903; Not Investment-Related; 05/01/1991. Outside Employment; FINRA; Arbitrator; ; Washington, DC, ,; ; ; 1 to 9 hours per month; .

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-04-17
  • S63 Uniform Securities Agent State Law Examination
    1986-04-17
Designations

View on SEC IAPD

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