David Austin Lemon

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Charlottesville, VA
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Charlottesville, VA

Previous Registrations

• 2005-02-23 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Charlottesville, VA
  Charlottesville, VA
  St. Louis, MO

Other Businesses

RENTAL PROPERTY; INVESTMENT RELATED; CHARLOTTESVILLE, VA; RENTAL UNIT; CO-OWNER; START 8/2011; LESS THAN 1 HR PER MONTH; 0 HRS DURING TRADING. TOEWS IN THE WATER LLC, INV RELATED, WILLMINGTON, DE, 50% OWNERSHIP WITH SPOUSE, START 8/20/2021, 5 HOURS PER MONTH, ZERO HOURS DURING TRADING, HOLDS LAKEHOUSE.; SAILOR'S REST HOMEOWNERS ASSOCIATION, INV RELATED, BUMPASS, VA, START: 05/01/2024, 1 HR/MONTH, 0 HRS DURING TRADING, MAKING DECISIONS ON COMMON AREA PROPERTY MAINTENANCE.; SCOUT TROOP 114, INVT RELATED, IRVING, TX, CO-TREASURER. START DATE 11/1/2024, 2 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS, HELPING MANAGE DUES RECEIVED FROM SCOUNTS AND REIMBURSING EXPENSES TO PARENTS, DROPPING OFF CHECKS AT BANK, MAKING ADVANCE PAYMENTS / RESERVATIONS FOR ACTIVITIES.

Exams

• S66 Uniform Combined State Law Examination
  2005-02-22

Designations

• Certified Financial Planner

Other Names

• Dave Lemon