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John Michael Sload

Wells Fargo Clearing Services, LLC

Charlottesville, VA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2014-09-04
TX RA APPROVED_RES 2011-01-06
CA RA APPROVED 2009-01-12
  • VA RA
    APPROVED
    Since 2014-09-04
  • TX RA
    APPROVED_RES
    Since 2011-01-06
  • CA RA
    APPROVED
    Since 2009-01-12

Branch Locations

100 E South St, Charlottesville, VA 22902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc El Segundo CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc El Segundo CA 11/2016 Present
Previous Registrations
  • 2007-04-02 → 2009-01-12
    Morgan Stanley & Co. Llc
    Torrance, CA
  • 1999-05-14 → 2007-04-02
    Morgan Stanley Dw Inc.
    Torrance, CA
    Torrance, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-01-22
S63 Uniform Securities Agent State Law Examination 1998-10-09
  • S65 Uniform Investment Adviser Law Examination
    1999-01-22
  • S63 Uniform Securities Agent State Law Examination
    1998-10-09

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · CHARLOTTESVILLE, VA
HARREN EQUITY PARTNERS, LLC · CHARLOTTESVILLE, VA
CARY STREET PARTNERS · Charlottesville, VA
CARY STREET PARTNERS · Charlottesville, VA
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