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Lucas M Higgins

Wells Fargo Clearing Services, LLC

Charlottesville, VA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-07-31
VA RA APPROVED 2023-07-31
  • TX RA
    APPROVED
    Since 2023-07-31
  • VA RA
    APPROVED
    Since 2023-07-31

Branch Locations

100 E South St, Charlottesville, VA 22902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Charlottesville VA 04/2023 Present
Rosin & Associates New York NY 05/2022 10/2022
T.C.C. Management New York NY 05/2021 09/2021
University Of Michigan Ann Arbor MI 09/2018 05/2022
Charlottesville Highschool Charlottesville VA 09/2014 06/2018
Unemployed New York NY 11/2022 03/2023
  • 04/2023 → Present
    Wells Fargo Clearing Services, Llc
    Charlottesville, VA
  • 05/2022 → 10/2022
    Rosin & Associates
    New York, NY
  • 05/2021 → 09/2021
    T.C.C. Management
    New York, NY
  • 09/2018 → 05/2022
    University Of Michigan
    Ann Arbor, MI
  • 09/2014 → 06/2018
    Charlottesville Highschool
    Charlottesville, VA
  • 11/2022 → 03/2023
    Unemployed
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-20
  • S66 Uniform Combined State Law Examination
    2023-07-20

View on SEC IAPD

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Other Investors

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BENJAMIN DRISKILL MOLINAYVEDIA
SYDNEY LEONARD
JOHN WALTER HIGGINS
RAY FRANKLIN KAUFFMAN
PATRICIA HORNE WOODIE
ELLEN KAY MARRS

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · CHARLOTTESVILLE, VA
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CARY STREET PARTNERS · Charlottesville, VA
CARY STREET PARTNERS · Charlottsville, VA
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