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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2018-09-12 |
| TX | RA | APPROVED_RES | 2018-09-12 |
Branch Locations
6075 Poplar Avenue, Suite 625 & 628, Memphis, TN 38119 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Memphis | TN | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Memphis | TN | 11/2016 | 09/2018 |
| Stifel Nicolaus & Co Inc | Memphis | TN | 09/2018 | Present |
Trustee - Family related account
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-05-27 |
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