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James David Burns

Equitable Advisors, LLC

Irvine, CA

Mission Viejo, CA

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2000-05-18
  • CA RA
    APPROVED
    Since 2000-05-18

Branch Locations

2050 Main Street Suite 520, Irvine, CA 92614 • United States

Mission Viejo, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/1999 06/2020
Equitable Advisors, Llc New York NY 09/1999 Present
Other Businesses

1.OUTSIDE FIXED BUSINESS. 2. CO-OWNER, RENTAL REAL ESTATE PROPERTY.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-09-25
S65 Uniform Investment Adviser Law Examination 1999-08-24
  • S63 Uniform Securities Agent State Law Examination
    2006-09-25
  • S65 Uniform Investment Adviser Law Examination
    1999-08-24

View on SEC IAPD

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