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Thomas Brent Strohl

Stratos Wealth Partners, Ltd

San Diego, CA

San Diego, CA

CRD 1473911

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Employer firm

Stratos Wealth Partners, Ltd CRD 153184

$18.6B regulatory AUM 376 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2016-03-16
TX RA APPROVED 2016-03-16
CA RA APPROVED 2013-05-31
  • LA RA
    APPROVED
    Since 2016-03-16
  • TX RA
    APPROVED
    Since 2016-03-16
  • CA RA
    APPROVED
    Since 2013-05-31

Branch Locations

12348 High Bluff Drive Suite 240, San Diego, CA 92130 • United States

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc San Diego CA 05/2013 Present
Stratos Wealth Partners, Ltd San Diego CA 05/2013 Present
Previous Registrations
  • 2008-01-01 → 2013-06-03
    San Diego, CA
  • 1997-07-08 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    San Diego, CA
    San Diego, CA
    St. Louis, MO
Other Businesses

1. 05/31/2013 - STRATOS WEALTH PARTNERS, LTD/ SALE OF NON-VARIABLE INSURANCE/ 10%/ SAN DIEGO, CA 2. 05/31/2013 - STRATOS WEALTH PARTNERS, LTD/ DBA ONLY/ 100%/ SAN DIEGO, CA 3. 05/31/2013 - REAL ESTATE RENTAL/ RENTAL PROPERTY/ 5%/ SAN DIEGO, CA 4. 05/31/2013 - REAL ESTATE RENTAL/ RENTAL PROPERTY/ 5%/ SAN DIEGO, CA 5. 6/13/2013 - Stratos Wealth Partners, LTD - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 5/2013 - Time Spent 30% - I provide investment advisory services through Stratos Wealth Partners LTD, an independent investment advisor firm. I started this business activity in 5/2013. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 05/31/2013 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-08-26
  • S63 Uniform Securities Agent State Law Examination
    1986-08-26
Designations
  • Certified Financial Planner

View on SEC IAPD

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