Milton Teruo Kawasaki

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2000-01-06
HI	RA	APPROVED	1991-07-19

TX RA
APPROVED_RES

Since 2000-01-06
HI RA
APPROVED

Since 1991-07-19

Branch Locations

1003 Bishop St, Honolulu, HI 96813 • United States

Honolulu, HI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Honolulu	HI	07/1983	Present
Bank Of America, N.A.	Honolulu	HI	04/2017	Present

07/1983 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Honolulu, HI
04/2017 → Present

Bank Of America, N.A.

Honolulu, HI

Other Businesses

I*426555, Entity Type: Entity For Profit, Name of OBA: Kawasaki and Associates, Address: Honolulu, Hawaii 96816, Investment Related: N, Position, Title, Association: Owner, Employee Start Date: 01/01/2016, No Hours: 0.33, No Hours during trading: 0, Duties: I created this tradename/entity to obtain wholesale prices

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1986-06-07

S63 Uniform Securities Agent State Law Examination

1986-06-07

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Other Businesses

Exams

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