John David Pivirotto

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1989 → Present
  John Pivirotto Financial Services
  Burlingame, CA
• 12/1990 → Present
  Fc Insurance & Financial Services
  Burlingame, CA
• 07/2008 → 05/2024
  Lincoln Financial Securities Corporation
  Burlingame, CA
• 05/2024 → Present
  Lpl Financial Llc
  Burlingame, CA

Previous Registrations

• 2002-09-27 → 2024-05-16
  Osaic Fs, Inc.
  Burlingame, CA

Other Businesses

1) 05/16/2024- Financial Concepts Insurance & Financial Services - Non-Variable Insurance -At Reported Business Location(s) - Selling: Life, Disability Income, Individual Health, Group Health, Annuities, LTC & Medicare - Investment related - Start date: 12/10/1998 - 160 Hrs/Mth - 40 Hrs During Trading. 2) 09/30/2025 - Financial Concepts Insurance & Financial Services - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:01/01/1990 - 40 Hrs/Mth - 40 Hrs During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-09-14
• S63 Uniform Securities Agent State Law Examination
  1996-11-14

Other Names

• Piv Pivirotto
• John David Pivirotto
• John Pivirotto