David Robert Lee

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2012 → Present
  Stifel Nicolaus & Co Inc
  Del Mar > San Diego / Rancho Bernardo, CA

Previous Registrations

• 2008-01-01 → 2012-02-06
  Wells Fargo Clearing Services, Llc
  San Diego, CA
  San Diego, CA
• 2006-12-01 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  San Diego, CA
  St. Louis, MO
• 1997-07-08 → 2006-12-06
  Morgan Stanley Dw Inc.
  La Mesa, CA
  La Mesa, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-09-10
• S63 Uniform Securities Agent State Law Examination
  1988-12-08

Designations

• Certified Financial Planner

Other Names

• David Robert Lee